NASD Rules for Brokers
The National Association of Securities Dealers (NASD) sets rules for brokers but doesn't crack down as hard as it should. If you think your broker has cheated you, the better regulatory body to contact is the North American Securities Administration Association (www.nasaa.org), which is devoted to investor protection and can advise you on a course of action. NASAA has administrators in each state and the District of Columbia, as well as Puerto Rico, Canada, and Mexico. The Web site has a list of regulators in every area, or you can call 202-737-0900 for information.
Insurance
- What to do About Rising Medical Costs
- Fay Takes Its Toll: How to Win the Claim Game
- Why You Need Renter's Insurance
Debt Management
Invest Wisely
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